Mutual Fund Prospectus Comparable Information Requirements
 
Mutual funds are required to provide a prospectus (or written offering document) to purchasers of shares in the mutual funds. A prospectus also is available upon request prior to purchasing shares of a mutual fund. More...
 
Protection for Toxic Substances Control Act Whistleblowers
 
The Toxic Substances Control Act was enacted in order to test, screen, and regulate all chemicals produced in or brought into the United States. More...
 
Exchange-Traded Funds
 
Exchange-traded funds are open-ended registered investment companies regulated by the Securities and Exchange Commission under the Investment Company Act of 1940. The Securities and Exchange Commission has exempted exchange-traded funds from regulatory requirements in order to allow secondary trading on national exchanges of shares in exchange-traded funds. More...
 
Employment Issues under OSHA
 
Protection for Whistleblowers Concerning Unsafe Shipping Containers More...
 
Restrictions on Short Sales of Securities
 
A short sale of a security is a sale of the security by an investor before the investor actually owns the security being sold. The investor profits if the value of the security declines between the time of the sale and the time of delivery of the security. Short sales may also allow an investor to lock in changes in value shares already held or to hedge against significant changes in value in securities.More...